(Klaus Holse, CEO for SimCorp, is reaching out to the buy side via an open letter about front-to-back integration issues for investment management technology. His online letter notes that integration issues are caused in part by the “rapid rise of alternatives, which presents new costs and challenges.” This is helping buy-side firms rethink multi-asset, end-to-end… Read More >>
CFTC Entices More Prime Brokerages to Use SEFs
CFTC Issues No-Action SEF Relief for Prime Brokers Prime brokerages are getting new encouragement to trade swaps via swap execution facilities (SEFs), according to a recent action via the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO). Officials at the division announced that they will provide no-action relief to facilitate prime brokerage activities on… Read More >>
