An investigation by New York’s Department of Financial Services (DFS) has resulted in a $15 million fine assessed against Barclays Bank and its New York branch for state whistleblower violations, stemming from alleged attempts by its chief executive officer James Edward “Jes” Staley to identify the author, or authors, of two whistleblowing letters. But the… Read More >>
Barclays Fined $15M for Violating NY Whistleblower Laws
An investigation by New York’s Department of Financial Services (DFS) has resulted in a $15 million fine assessed against Barclays Bank and its New York branch for violations of the state’s banking law, stemming from attempts by the bank’s CEO to identify the author, or authors, of two whistleblowing letters. The bank’s attempts violated Barclays’… Read More >>
