The World Federation of Exchanges (WFE) is taking a behavioral approach to the problem of establishing long-term, cyber-security compliance, officials report as they publish a guideline of best practices. A new white-paper lists best practices that are an alternative to “classroom-based refresher sessions,” and are intended to push a move toward “thinking more creatively about… Read More >>
Sapient’s RegRecon Targets Key Recs Woes
Consultancy Sapient Global Markets says it’s taking on the reconciliation issues of low-match rates and inaccurate regulatory reporting via the launch of the RegRecon middleware that the vendor says will facilitate automated trade matching and reconciliation, break management, and a workflow for resolution. “The regulators require institutions to establish processes for identifying and resolving data… Read More >>
