AxiomSL to Expand Offerings via Takeover A cloud-based risk management and regulatory solutions vendor AxiomSL has agreed to be taken over by Thoma Bravo, a private equity firm specializing in the software and technology-enabled services sectors, so that it can grow its customer base and expand its offerings. AxiomSL serves banks, investment management firms, broker-dealers,… Read More >>
SEC to Require More Data from Investment Advisers
SEC Amends the Investment Advisers Act The SEC is asking for more data from investment advisers via revamped reporting and disclosure requirements implemented through amendments to the Investment Advisers Act, and the investment adviser registration and reporting form, officials say. The amendments are intended to improve the quality of information that investment advisers provide to… Read More >>
