Good governance is a watchword of today’s financial services industry. But are the new regulations and requirements enough to restore trust? The public’s trust in the industry “languishes at about the 24 percent level, with many expressing continued concerns regarding both excessive compensation and a lack of integrity among top corporate managers,” SEC Commissioner Luis… Read More >>
SEC Atlanta’s Dignam to Be OCIE Senior Counsel
The SEC reports that Rhea Kemble Dignam, currently director of the SEC’s Atlanta regional office (ARO), has been named senior counsel to the director of the SEC’s Office of Compliance Inspections and Examinations (OCIE). Dignam, who joined the SEC as the Atlanta regional office director in March 2010, will assume her new post when Liban… Read More >>