The SEC reports that deVere USA, Inc., a New York-based registered investment adviser, or RIA, has agreed to pay an $8 million civil penalty related to its alleged failure to disclose conflicts of interest to its retail clients. The settlement will result in the establishment of a so-called fair fund that will distribute the penalty… Read More >>
Wells Fargo Readies New London Headquarters
Wells Fargo to Move 1,200 Into London HQ Wells Fargo & Co. recently completed its purchase of 33 King William Street (formerly known as 33 Central) in the City of London from the international real estate developer HB Reavis, bank officials say. The office development effort, announced in July 2016, marks the “first international real… Read More >>
