A securities pricing subsidiary of the Intercontinental Exchange (ICE) has settled with the SEC over charges that it should have done a better job of vetting certain prices that were based on data from single broker market participants. The wholly-owned subsidiary, ICE Data Pricing and Reference Data (PRD), which is also a registered investment adviser,… Read More >>
SEC Official to Exit Analytics and Research Group
The SEC has announced that Gregg E. Berman, associate director of the Office of Analytics and Research in the Division of Trading and Markets, is leaving the regulator later this month. Established in 2012, the Office of Analytics and Research conducts quantitative research and data analysis to inform the commission’s policies on markets and market… Read More >>
