(Editor’s note: Goldman Sachs recently settled charges of alleged swap-trading violations with the CFTC for $15 million. Our story about the matter can be found here: https://bit.ly/41Xa3Jx. The regulator alleges that the firm did not provide clients with “the transparency that the regulations require.” The CFTC also alleges that Goldman Sachs “failed to disclose dozens… Read More >>
Monitor for Deutsche Bank to Help with Swap Data Compliance
The CFTC and Deutsche Bank are in agreement that a monitor is needed to help the German giant maintain and improve its compliance with its swaps data reporting responsibilities in the wake of charges by the regulator. The CFTC and Deutsche Bank officials jointly filed a motion last week with the U.S. District Court for… Read More >>
