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The CFTC penalized the firm $1.75 million, and the firm paid $102 million in compensation to clients.
An electronic trading system that was not ready to receive negative crude oil futures prices and to calculate margin upon them serves as the basis for the CFTC’s recently settled case against Interactive Brokers in its role as a registered futures commission merchant (FCM). The CFTC is alleging that Interactive Brokers failed to prepare its...
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