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U.S. financial regulators levied 94 percent of total global penalties against firms last year, and 99 percent of the total amount against individuals, according to a Duff & Phelps report.
U.S. regulators levied 99 percent of the total global penalties against individuals and 94 percent of the global total penalties against firms in 2017. That’s the topline finding from the fifth annual “Global Enforcement Review,” published by the Compliance and Regulatory Consulting Practice of Duff & Phelps. Duff & Phelps, owned by Permira, a European...
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