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The SEC has settled with the defunct firm and its former CFO over a complex case based upon charges that portfolio managers engaged in asset mismarking and insider trading.
The SEC reports that Visium Asset Management LP, a now-shuttered hedge fund advisory firm, has agreed to be censured and to pay approximately $10 million to settle charges related to asset mismarking and insider trading. Separately, the SEC says that Steven Ku, age 48 and a resident of Princeton Junction, N.J., Visium’s former chief financial...
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