Voter Information As a reminder, nominees are not permitted to vote for themselves which includes parent companies of nominees and representing PR firms First Name Last Name Company Professional Title Email Phone Voting Solution Provider Categories 1. Best Buy-Side Collateral Management Solution Optimizing collateral management has come into sharp focus for many buy-side firms especially as they have had to revamp their infrastructures to meet new regulatory regimes. Advances via distributed ledger technology (DLT) and artificial intelligence (A.I.) are easing workflows and compliance burdens. This award honors the provider, consultant, or internal IT organization that has been the most effective in helping buy-side operations staff achieve higher levels of internal efficiency in the oversight of collateral. CloudMargin Hazeltree’s Collateral Manager/Securities Finance Solution OSTTRA triResolve Margin TLM Collateral Management 2. Best Buy-Side Operation Solution This award recognizes the provider that offers buy-side firms a comprehensive set of solutions for securities operations that helps firms achieve operational excellence. The solution set can be deployed onsite, use cloud computing technology, be completely outsourced, or use a combination of these deployment methods. The award is meant to reward the provider whose ambitious, enterprise-wide offerings have exceeded expectations. Archer BNY Mellon Suite of Products Enfusion MillTechFX S&P Global Market Intelligence Corporate Actions Solution SS&C Singularity 3. Best Client Reporting Solution This award honors the provider that has advanced the complex process of client reporting. The winner will demonstrate that it has improved the customization, look, and feel, and delivery of reports for many kinds of clients and portfolios. The award also recognizes progress in automating reports, managing source data, monitoring the status of productions, and clarity in performance reporting. Clearwater FactSet Mirador Reporting Services Oxane Panorama Reporting as a Service® 4. Best Cloud-Native Computing Initiative For 2023, this award category focuses on the next chapter in cloud computing – cloud-native advances that are paving the way for digital transformations and other evolutionary strategies. This category is open to managed service and cloud-native solutions providers, and to companies that offer infrastructure-as-a-service (IaaS); platform-as-as-service (PaaS); and software-as-a-service (SaaS) implementations. Align Managed Services & The Align IT Suite Arcesium Data Platform Solutions and Aquata Cloud9 Enfusion FundGuard Numerix Oneview – Cloud Compute Engine (CCE) Numerix Oneview – Cloud Compute Engine (CCE) Copy Rimes Matrix* IDM platform SS&C Aloha Torstone Technology Post Trade Platform 5. Best Compliance Solution This award is for the solution that delivers a distinguished offering in a specialized area, designed to help meet a critical compliance need. The winning supplier must demonstrate an ability to keep pace with an evolving industry and show a level of achievement in improving their clients’ needs to meet obligations and optimize their operations. Solutions eligible for nomination can be from any niche area of compliance for equities, fixed income, and derivative instruments. In addition, solutions that focus on relevant aspects of regulatory, legal, data, social, and IT compliance are also eligible. Acadia Initial Margin Risk Generator (IMRG) COMPLY Portfolio of Solutions Effi – BondWave NICE Actimize Watch List WL-X Screening SIX Sanctioned Securities Monitoring Service (SSMS) Skience Surveillance The StarCompliance ‘STAR’ Platform 6. Best Corporate Actions Data Provider Corporate actions processing needs reliable data from publicly-traded companies that is distributed in a variety of efficient channels that meet customers’ particular requirements. The winner in this category offers clients the most comprehensive global coverage in a timely manner and via a user-friendly, consolidated view. The top provider in this category has a complete offering that lowers operational risks for clients. TCS BaNCS for Corporate Actions 7. Best Corporate Actions Service Provider Corporate actions processing continues to advance and this award spotlights the provider that has incorporated industry standards, advanced automation, data management, ESG data, and emerging technologies. The winner in this category will have helped its clients move closer to automation and streamlined processing. S&P Global Market Intelligence Corporate Actions Solution SIX Global Corporate Actions TCS BaNCS for Corporate Actions TLM Corporate Actions 8. Best Cutting-Edge Solution This award recognizes the industry participant that has successfully developed innovative financial technology solutions for middle- and back-office post-trade operations. Eligible areas of consideration include advanced cloud-native services, hybrids of legacy and cutting-edge IT, a groundbreaking offering that eliminates manual processes, and new Ops-focused products that break the mold. BridgeFT WealthTech API Cowbell Adaptive Cyber Insurance FundGuard Investment Management Client Experience (IM CX) SmartStream Air 9. Best Data Management Solution Managing data to get the most out of it for securities operations is an ongoing challenge for all financial services firms. Data that is optimized will yield multiple benefits for securities operations and beyond. This honor is for the provider that has demonstrated that it can help firms derive the most value from their clean data and pave the way for greater advancements to come. Arcesium Data Platform Solutions FactSet NeoXam DataHub Numerix Data Management (NxDM) Rimes Managed Data Services Rivvit by Grandview Analytics Xenomorph Platform 10. Best Data Provider The winner in this category offers clients the most comprehensive global coverage in a timely manner and via a user-friendly, consolidated view. The top provider in this category has a complete offering that lowers operational risks for clients. ANNA Service Bureau BridgeFT WealthTech API FactSet OptionMetrics IvyDB Options Databases S&P Global Market Intelligence Managed Corporate Actions Solution (MCA) SIX 11. Best Disruptive Solution Disruptive technologies are new realities for financial services firms participating in securities markets. Distributed ledgers, A.I.-based solutions such as machine learning and natural language advances, big data projects, open-source efforts, application programming interface (API) links, and quantum computing are solving old problems in a new more complete way and becoming part of the post-trade IT landscape. This award highlights the solution that helps firms leap forward in their technology journeys rather than make incremental changes that maintain the status quo. Broadridge Distributed Ledger Repo (DLR) Distributed Ledger Technology (DLT) Blockchain based Asset and Covenant Monitoring Platform for Issuers and Debenture Trustees for Corporate Bond Issuance FundGuard Historical Audits and Proactive Planning features of Wealthcare’s patented GDX360® platform Skience Advisor Transitions 12. Best ESG Data Provider Investing based upon ESG principles is creating opportunities for many financial services firms. Inherent in these opportunities is the critical need for reliable ESG data in order to meet complex client demands. The unconventional nature of ESG data is challenging incumbent providers and opening the door for newcomers and partnerships. This category will honor the provider that can best meet multiple ESG data demands efficiently, consistently, and completely. Alveo Prime Cloud Amenity Analytics (ESG) FactSet SIX ESG RegRisk Management 13. Best Innovation in a Clearing and Settlement Solution The voters will be rewarding the solution provider that has achieved a new level of excellence via innovation for transaction clearing and settlement operations, including assistance with the move to shorter, T+1 settlement. The competition is open to established consultancies and providers, and newcomers. The winning provider must facilitate groundbreaking solutions for incumbent and cutting-edge financial instruments, especially via disruptive and emerging technologies, workflows, and collaborative efforts. Adenza’s Calypso Clearing and Settlement Solution Elevate, Multi Asset Trade Processing System LatentBridge’s Setts LCH Settlement Monitor Nasdaq Clearing Technology Torstone Post-Trade Platform 14. Best Middle-Office Solution The middle office plays an important role in optimizing operations across the enterprise. The winner in this category will be chosen from among the ranks of middle-office operations providers that offer IT resource management services, risk management, risk data analytics, client and security master database support, and services for the coding, configuration, and verification of trades. Archer Broadridge Middle Office Technology FactSet Orchestrade Siepe Middle-Office Services Torstone Middle-Office Solution 15. Best Middle-to-Back-Office Integration Solution The middle and back-offices are no longer autonomous groups existing independently of each other. They are linked by multiple operations serving multiple assets. This award will spotlight the Ops offering that helps firm facilitate more efficient integration between middle- and back-office applications, particularly IT innovations that eliminate manual systems, legacy solutions and pave the way for operational efficiency. Arcesium Data Platform Solution and UBOR Broadridge Trade Lifecycle Simplification Clearwater Analytics IVP Nav Solution Orchestrade Torstone Post-Trade Platform 16. Best New Post-Trade Solution This distinction focuses attention on the solution from a startup or an established provider that launched an exceptional offering during the past year. The new product should bring new efficiencies and new benefits to middle- or back-office systems. The new offerings to be considered should help the buy side meet crucial operational efficiency demands. New offerings for consideration can come from established providers or newcomers to the industry. Glue42 for Operations HelloZero S&P Global Market Intelligence’s Securities Processing Solution State Street TradeNeXus Partnership with Capitolis for Portfolio Optimization TLM Trade Process Control 17. Best Operational Risk Management Solution Operational risk permeates everything that a financial services firm does, including securities trading and all the steps needed to complete a transaction. This award will go to the provider that has shown the most creativity in mitigating operational risk whether it is related to onboarding and KYC challenges, reputational concerns, margining and collateral management woes, data mismanagement, disaster recovery/business continuity, corporate governance, and other issues that may hamper operations. Fusion Framework® System™ IVP Regulatory Reporting Wolters Kluwer’s OneSumX for Operational Risk 18. Best OTC Derivatives Margining Solution Over-the-counter (OTC) and listed derivatives processing have endured major reforms and regulatory changes over the past decade. This award will focus attention on the provider that has stayed ahead of the curve for the many facets of derivative operations and kept its customers ahead of the competition. The winner in this category should be able to demonstrate how it helps streamline transaction creation and execution, optimize documentation support, eliminate error-prone manual steps, and meet the ongoing challenges of the uncleared margin rules (UMR) for non-centrally cleared derivatives. Acadia Margin Manager Adenza’s Calypso OTC Derivatives Margining Solution Cassini Systems’ Margin Analytics Platform Orchestrade Quantile 19. Best Outsourcing Provider Outsourcing plays a key role for many facets of securities operations. This category honors the provider that offers valuable, reliable, cost-effective and efficient outsourced services to the buy side. The winner in this category will be honored for offering the highest levels of reliability, security and adaptability, and for demonstrating capabilities for rapid implementations and flexible consumer models. Broadridge Business Process Outsourcing Gresham’s Managed Services S&P Global Market Intelligence Agent Validation Service SmartStream Managed Services SS&C Advent Managed Services 20. Best Performance Measurement System This category spotlights the performance measurement solution provider that offers systems for exemplary calculation of returns for portfolios (benchmarks and composites); calculation of attribution effects for equity and fixed-income portfolios; and calculation of ex-post risk, absolute and relative. This award also acknowledges the efforts that industry participants are making to advance performance measurement via the embrace of ESG concerns among investors and emerging disruptive technologies. Confluence FactSet SimCorp SS&C Sylvan 21. Best Professional Services Provider This award honors the provider that offered cost-effective, customized support for their clients in 2023. Nominees in this category should have supplied exemplary business management plans that facilitated seamless, efficient transitions to both remote and/or onsite professional services support. The category is open to IT systems, services, and software providers, and to third-party companies that specialize in offering professional services. Adenza’s Customer Delivery F2 Strategy -Outsourced Chief Technology Officer (OCTO) Grandview Analytics Technology Consulting Services Murex Siepe Skience Consulting Services 22. Best Reconciliation Solution Reconciliation for securities operations has been the focus of a lot of energy over the past five years. The result is a wider range of opportunities available for firms looking for effective solutions. This category is an opportunity for the industry to reward the solution provider offering an innovative approach that yields great results and support, and helps firms reallocate resources to their advantage. Broadridge’s Data Control Reconciliations EZOPS ARO Gresham’s Control HelloZero SmartStream Air 23. Best RegTech Solution Once firms have optimized their internal compliance ecosystems, they often need the support of regulatory technology providers. The RegTech providers considered for this category have demonstrated that they can help firms efficiently meet the external reporting and other demands of regulators, anti-money laundering requirements, and the latest domestic and international economic sanctions of governmental authorities. Suppliers that help participants with compliance in the listed, over-the-counter (OTC), and non-cleared derivatives markets are also eligible for this honor. Droit Adept Platform Fenergo Client Lifecycle Management (CLM) MyRIACompliance Shufti Pro Platform Skience New Account Opening RegBI solution Smarsh Enterprise Platform 24. Best Regulatory Reporting Solution Keeping up with regulatory reporting requirements is an ongoing burden for financial services firms that is only going to become more challenging. Automating processes across an enterprise is daunting for firms, and the industry is exploring a variety of models to support regulatory technology (RegTech). The surge in ESG-based investing has also created a new area of concern for firms that need to prove to investors they are not engaged in greenwashing. This award honors the solutions provider that has made a commitment to advancing data integrity and data governance, ending repetitive processes, and streamlining reporting across the enterprise and to regulators. Adenza’s ESG Solution on the AxiomSL ControllerView® Platform Gresham’s Connect for regulatory ISDA – Digital Regulatory Reporting NeoXam Impress UnaVista Regulatory Reporting Wolters Kluwer’s OneSumX for Regulatory Reporting 25. Best Security Solution Firms are facing security threats on many fronts, including external and internal vulnerabilities. The ever-widening scope of security threats are causing firms to embrace strategies and offerings that go beyond standard operating procedures. For achievement in this category, the winner must demonstrate excellence in alerting and protecting firms against money laundering schemes, fraud, remote network hacks, malware, ransomware, data hacks, and security challenges via mobile devices, digital assets, and crypto-based financial products. Align Managed Services Drawbridge All-In-One Cybersecurity Platform Eclypses MTE® Technology 26. Best Sell-Side Collateral Management Solution The collateral management complex involves many participants including sell-side firms that must work closely in conjunction with counterparties. This award recognizes the accomplishments of a provider, consultancy, industry organization, or internal IT group that has made great strides in helping sell-side operations maximize their collateral management operations via advances to the workflow, IT systems, and counterparty interactions. Adenza’s Calypso Sell-Side Collateral Management Solution CloudMargin COLLINE by VERMEG OSTTRA triResolve Margin TLM Collateral Management Transcend’s Triparty Optimization 27. Best Surveillance & Recovery System Financial crimes against financial institutions are on the rise and firms are in battle array on many fronts. To help firms fight back, providers have been advancing surveillance solutions to uncover evidence of internal and external acts of fraud, insider trading, sanctions violations, terrorist financing, and complex forms of financial corruption. This award will spotlight software, services, systems, and advances in surveillance and recovery that help firms protect themselves from danger and reputational damage. Nasdaq Surveillance Solutions NICE Actimize SURVEIL-X Holistic Conduct Surveillance Solution SIX SICAM 2.0 Symphony Federated Messaging 28. FinTech Person of the Year This award will recognize a behind-the-scenes individual who has been highly effective in advancing a major financial technology issue impacting the industry. The person to be honored has devoted much time and effort toward proliferating a new standard, a key technology initiative, a regulatory-related project or a technology breakthrough that benefits the industry. The winner in this category must show that he or she can work across the aisle with business executives and staff. Dr. Elliot Banks, Chief Product Officer at BMLL Neil Vernon, Chief Technology Officer (CTO) at Gresham Technology Steven Brod, CEO of Crystal Capital Partners Vinod Paul, Chief Operating Officer at Align 29. Ops Businessperson of the Year This award honors an executive-level individual who has advanced the cause of financial technology innovation from the business side of the aisle. The winner of this award can be from a solutions provider, an end-user firm, or related consultancy committed to improving securities operations for financial services firms. The winner must demonstrate that he or she has effectively worked with IT managers and operations staff. Bob Santella, Chief Executive Officer at IPC Systems Evan Fire, Chief Operating Officer at Pzena Marion Leslie, Head of Financial Information and Executive Board Member at SIX Ted Leveroni, Head of Margin Services at BNY Mellon – Markets Trudy Ross, Chief Operating Officer at Quantile 30. Service Provider of the Year The Service Provider of the Year will be celebrated for advancing the delivery of service, extraordinary client support, new synergies with key market participants and extraordinary leadership in the industry. The winner in this category must be able to show that it boosted the fortunes of its clients. Adenza’s Cloud Services Align Managed Services Managed Services for the Back Office from Matrix Applications Mirador, Inc. Quantile SOLVE Market Data Platform 31. Software Solution of the Year This award will recognize the software application or software system that over the past year has broken new ground in a major area of securities operations. This category is open to technology providers, industry organizations and financial services firms that are fully engaged in the advancement of operations software. The winning solution must have clear business benefits. Adenza’s Calypso and AxiomSL ControllerView Platform Capabilities LIKEZERO MillTechFX Murex MX.3 32. The Editor's Choice Award During 2018, there were many efforts by industry participants to be more socially responsible. These initiatives included moves to satisfy clients’ ESG requirements, diversity outreaches, charitable causes, disaster relief task forces, and innovative ways to finance causes that benefit humanity. In an effort to acknowledge these positive movements, the Editor’s Choice Award for 2019 will focus upon an organization’s push to spur positive changes for all. The FTF News chief content officer, FTF staff, and eligible FTF awards participants can nominate a provider, industry group, end-user financial services firm, user group or individual that has embarked upon a successful endeavor to help humanity. The editor and FTF staff will pick the top nominees and then the ultimate winner. The group or person to be honored in this category can be from any Ops areas. Alex Shafran, CFA, SVP, Performance Analytics & Client Reporting at Cohen & Steers 33. The FTF News Philanthropic Award for 2023 This award celebrates an individual or an organization within the securities operations community that not only advanced innovative solutions but also demonstrated meaningful progress in promoting the welfare of others. The winner in this category has had a profound impact upon the greater good. South Street Securities Holdings, Inc’s Evertreen Partnership Submit
