Voter Information As a reminder, nominees are not permitted to vote for themselves which includes parent companies of nominees and representing PR firms First Name Last Name Company Professional Title Email Phone Voting Solution Provider Categories 1. Best Alternative Data Provider The winner in this category will be a provider of alternative data feeds and data from unconventional sources. The provider must demonstrate excellence in meeting the non-mainstream, unstructured data needs of financial services firms including hedge funds, pension funds, and mutual funds. The types of data that fit into this category encompass information offerings for cutting-edge derivatives, ESG-based investment strategies, voluntary carbon credit (VCC) investing, social media interactions, satellite imagery, and digital asset transactions. SIX SOLVE Platform Wall Street Horizon DateBreaks 2. Best AML/Anti-Fraud Solution This category cites the provider that demonstrates how its offerings help financial services firms detect money laundering, comply with domestic and international sanctions and implement strategies to counter illegal interactions with organized crime and terrorist groups. The winning solution should also help firms combat insider trading, and internal fraud. Alacra BAE Systems – NetReveal Fenergo NICE Actimize Nigel Green, chief executive officer, The deVere Group Thomson Reuters 3. Best Artificial Intelligence (A.I.) Implementation Artificial intelligence and machine learning (ML) technologies are shaking up major facets of securities operations from robo-advisors to reconciliation systems guided by A.I. implementations. This award will spotlight the industry participant that has done the most to advance operations via AI, ML or natural language processing (NLP) initiatives. Broadridge Financial Solutions Chatham Financial Confluence IPC Systems SmartStream Technologies 4. Best Artificial Intelligence (A.I.) Initiative Artificial intelligence and machine learning technologies are shaking up major facets of securities operations from robo advisors to reconciliation systems guided by A.I. This award will spotlight the industry participant that has done the most to advance operations via A.I./M.L. operations via natural language processing, A.I./M.L. initiatives. Broadridge eClerx LLC IPC and Greenkey Liquidnet Discovery™ NICE Actimize – ActOne NICE Actimize – Autonomous Nomura Research Institute StatPro Synechron Thomson Reuters – Knowledge Graph Feed 5. Best Blockchain Solution of the Year The securities industry is moving ahead with new solutions that use blockchain/distributed ledger technology (DLT) for cryptocurrency-based transactions or for advances in key operations. The new systems are beginning to challenge incumbent middle- and back-office systems that support multiple assets. Financial services firms, a variety of IT and service providers and other organizations are making blockchains a new, exciting reality. This award is meant to focus attention on the breakthrough systems that will advance securities operations the most. Bond.One Broadridge Broadridge Broadridge Financial Solutions Nasdaq Synechron Synechron TCS TCS BaNCS – Quartz Thomson Reuters – BlockOneIQ 6. Best Buy-Side Collateral Management Solution Optimizing collateral management has come into sharp focus for many buy-side firms especially as they have had to revamp their infrastructures to meet new regulatory regimes. Advances via distributed ledger technology (DLT) and artificial intelligence (A.I.) are easing workflows and compliance burdens. This award honors the provider, consultant, or internal IT organization that has been the most effective in helping buy-side operations staff achieve higher levels of internal efficiency in the oversight of collateral. AcadiaSoft & CloudMargin – CollateralManager Adenza’s Calypso solution Arcesium – Treasury Suite Calypso CloudMargin CloudMargin CloudMargin Collateral+ DTCC’s Margin Transit Utility (MTU) FIS | Apex Collateral 7. Best Buy-Side Enterprise Solution This award recognizes the provider that offers buy-side firms a comprehensive set of solutions for securities operations that helps firms achieve operational excellence. The solution set can be deployed onsite, use cloud computing technology, be completely outsourced, or use a combination of these deployment methods. The award is meant to reward the provider whose ambitious, enterprise-wide offerings have exceeded expectations. Adroit Trading Technologies InvestCloud J.P. Morgan Asset Management SimCorp Dimension SS&C Technologies 8. Best Buy-Side Operation Solution This award recognizes the provider that offers buy-side firms a comprehensive set of solutions for securities operations that helps firms achieve operational excellence. The solution set can be deployed onsite, use cloud computing technology, be completely outsourced, or use a combination of these deployment methods. The award is meant to reward the provider whose ambitious, enterprise-wide offerings have exceeded expectations. Adenza’s Calypso solution Archer Archer Archer BNY Mellon Suite of Products Broadridge Business Process Outsourcing Calypso Enfusion FIS JUMP Technology 9. Best Buy-Side Operations Solution This award will recognize the IT solution, systems, innovation or service that exemplifies the best that a provider has to offer for buy-side firms as they strive for operational excellence. The winning offering can be a standalone product or service or part of a suite. Archer Broadridge Financial Solutions Calypso Charles River Development Charles River Development – A State Street Company DTCC-Euroclear GlobalCollateral / Margin Transit Utility (MTU) Eagle Investment Systems Eagle Investment Systems Eagle Investment Systems Eagle Investment Systems – Eagle Accounting 10. Best Clearing & Settlement Solution The voters will be rewarding the solution provider that has achieved a level of excellence via innovation for the clearing and settlement of market transactions. In addition to the established providers, the voters will consider those vendors breaking ground for new financial instruments and the latest regulatory changes. BNY Mellon’s Pershing Broadridge Broadridge Financial Solutions Broadridge Global Post Trade Management Calypso Calypso Calypso Cinnober Cinnober Financial Technology CME Group 11. Best Clearing and Settlement Solution The voters will be rewarding the solution provider that has achieved a new level of excellence via innovation for transaction clearing and settlement operations. The competition is opened to established providers and the newcomers that are breaking ground for cutting-edge financial instruments, especially via disruptive and emerging technologies, workflows, and collaborative efforts. BNY Mellon | Pershing Calypso Nasdaq State Street | TradeNeXus℠ Torstone Technology 12. Best Client Reporting Solution This award honors the provider that has advanced the complex process of client reporting. The winner will demonstrate that it has improved the customization, look, and feel, and delivery of reports for many kinds of clients and portfolios. The award also recognizes progress in automating reports, managing source data, monitoring the status of productions, and clarity in performance reporting. Advent Software – Black Diamond Assette AxiomSL BaseVenture Broadridge Clearwater Clearwater Analytics Clearwater Analytics Clearwater LPx Confluence 13. Best Client Services Solution The proper care of client starts with the best on-boarding process, which involves flawless know your customer (KYC) data and support. Ongoing customer care is also essential and customer relationship management (CRM) systems can help firms better serve their clients. This award will focus attention on the provider that advances optimal treatment of market participants. Artivest Broadridge Financial Solutions FactSet Fenergo iMeta Technologies iMeta Technologies Impact Financial Systems Oranj SS&C Advent Thomson Reuters 14. Best Cloud Adapted Solution Provider This award focuses on the technology that has been able to efficiently and effectively modernize its platform to include cloud functionality. Although these products were not originally built to engage within the cloud, they have adapted to the new opportunities cloud computing presents, managing to be easily updated and maintained with a very different set of architectural constraints. These software providers have seamlessly adapted their product to the cloud from their original on-premises infrastructure. FundCount HSBC Murex – MX.3 Nasdaq Market Surveillance Numerix Oneview 15. Best Cloud Computing Solution Cloud computing has become part of the landscape for securities trading operations. More services and systems that were once strictly onsite are moving to the cloud. This award category is open to a variety of operations providers such as those that provide support via infrastructure-as-a-service (IaaS); platform-as-as-service (PaaS); software-as-a-service (SaaS); managed services; and cloud-native solutions. BNY Mellon | Pershing Broadridge Financial Solutions Cloud9 Technologies Cloud9 Technologies Eagle Investment Systems – Eagle ACCESS Eagle Investment Systems – Eagle ACCESS℠ Eze Castle Integration Eze Castle Integration (ECI) – Eze Hybrid Cloud Fiserv Murex 16. Best Cloud Provider This award acknowledges the cloud provider that has advanced the scalable access to computing resources and IT support. The award is open to providers of infrastructure-as-a-service (IaaS); platforms-as-as-service (PaaS); and/or software-as-a-service (SaaS) solutions. The winner in this category will be honored for offering the highest levels of reliability, security and adaptability, and for demonstrating capabilities for rapid implementations and flexible consumer models. Abacus Group – FlexDrive Backstop Eagle Investment Systems – Eagle Access InvestCloud Smarsh – Smarsh Archiving Platform SmartStream – TLM OnDemand Xignite – Xignite Market Data Cloud 17. Best Cloud-Native Computing Initiative For 2023, this award category focuses on the next chapter in cloud computing – cloud-native advances that are paving the way for digital transformations and other evolutionary strategies. This category is open to managed service and cloud-native solutions providers, and to companies that offer infrastructure-as-a-service (IaaS); platform-as-as-service (PaaS); and software-as-a-service (SaaS) implementations. Align Managed Services & The Align IT Suite Arcesium Data Platform Solutions and Aquata BNY Mellon Data and Analytics Solutions Broadridge Cloud9 Cloud9 Technologies CompatibL Cloud CompatibL Cloud Platform Enfusion Enfusion 18. Best Collateral Management Solution Financial services firms have had to comply with an onslaught of collateral and margining regulations that are creating workflows that stretch across front, middle and back offices. To alleviate the burdens of the new rules, providers are creating and updating solutions to help firms optimize the oversight of collateral and margining. This award will focus on the provider that has done the most to help firms prevail over an upheaval in a major securities operation. Acadiasoft AcadiaSoft Hub AcadiaSoft HUB Broadridge Calypso Calypso Calypso CloudMargin CloudMargin CloudMargin 19. Best Compliance Solution This award is for the solution that delivers a distinguished offering in a specialized area, designed to help meet a critical compliance need. The winning supplier must demonstrate an ability to keep pace with an evolving industry and show a level of achievement in improving their clients’ needs to meet obligations and optimize their operations. Solutions eligible for nomination can be from any niche area of compliance for equities, fixed income, and derivative instruments. In addition, solutions that focus on relevant aspects of regulatory, legal, data, social, and IT compliance are also eligible. Acadia – Initial Margin (IM) Risk Generator (IMRG) Acadia IM Risk Generator Acadia Initial Margin Risk Generator (IMRG) Alessa by Tier1 Financial Solutions BNY Mellon’s Pershing’s NetX360® BondWave Broadridge Regulatory Reporting Service COMPLY Portfolio of Solutions Deloitte | Surveillance Grid DTCC Data Services – Liquidity Coverage Ratio (LCR) Data Service 20. Best Consultancy for Operations This honor is for the consultancy that has distinguished itself via achievements such as successful operational IT implementations, accredited and noted research, or consulting services that helped clients advance against competitors. Actualize Consulting Citisoft CJC Ltd Deloitte Consulting Ernst & Young Nigel Green, chief executive officer, The deVere Group PricewaterhouseCoopers Sapient Sapient Global Markets TCS BaNCS 21. Best Corporate Actions Data Provider Corporate actions processing needs reliable data from publicly-traded companies that is distributed in a variety of efficient channels that meet customers’ particular requirements. The winner in this category offers clients the most comprehensive global coverage in a timely manner and via a user-friendly, consolidated view. The top provider in this category has a complete offering that lowers operational risks for clients. Barchart Bloomberg Exchange Data International (EDI) IHS Markit | Managed Corporate Actions (MCA) SIX TCS BaNCS for Corporate Actions 22. Best Corporate Actions Processing Solution Corporate actions processing continues to advance and this award spotlights the provider that has incorporated industry standards, advanced automation, data management, ESG data, and emerging technologies. The winner in this category will have helped its clients move closer to automation and streamlined processing. Broadridge – GCAS Ephesoft Fidelity ActionsXchange Fidelity Corporate Actions Solutions Fidelity Corporate Actions Solutions Fidelity Corporate Actions Solutions FIS FIS IHS Markit IHS Markit 23. Best Corporate Actions Service Provider Corporate actions processing continues to advance and this award spotlights the provider that has incorporated industry standards, advanced automation, data management, ESG data, and emerging technologies. The winner in this category will have helped its clients move closer to automation and streamlined processing. Bloomberg LP Broadridge Global Asset Servicing Solution Broadridge Global Asset Servicing Solution Exchange Data International Worldwide Corporate Actions (WCA) Service GoldenSource IHS Markit IHS Markit | Agent Validation Service (AVS) S&P Global Market Intelligence Corporate Actions Enterprise Solution S&P Global Market Intelligence Corporate Actions Solution SIX 24. Best Cutting-Edge Ops Solution This award recognizes the industry participant that has successfully developed innovative financial technology solutions for middle- and back-office post-trade operations. Eligible areas of consideration include artificial intelligence/machine learning systems, cloud-native services, hybrids of legacy and cutting-edge IT, a groundbreaking offering that eliminates manual processes, and offerings that employ natural language processing. Apex Client Instant Access (CIA) – Omnigage Sudrania Fund Services Velocimetrics 25. Best Cutting-Edge Solution This award recognizes the industry participant that has successfully developed innovative financial technology solutions for middle- and back-office post-trade operations. Eligible areas of consideration include advanced cloud-native services, hybrids of legacy and cutting-edge IT, a groundbreaking offering that eliminates manual processes, and new Ops-focused products that break the mold. ActivePivot Agio Aquata™ BaseVenture – FundManager.io BNY Mellon – Data Vault, Integrated Data Platform Bodo BridgeFT WealthTech API Broadridge Financial Solutions Broadridge Middle Office Solution CACEIS 26. Best Cyber-Security Solution For achievement in this category, the cyber-security winner will have had to demonstrate effective protection against malware, ransomware, data hacks, and new security challenges such as those via mobile devices and cryptocurrency-based financial products. Align Align Drawbridge Eclypses Ridgeline SEON SPHERE Thrive 27. Best Cybersecurity Solution The infrastructure of cyberspace has become a key operational concern for financial services firms because so much of what they do relies upon it. This award will give the spotlight to a provider that is helping firms fend off cyber threats and hazards, and helping them to fix vulnerabilities that might allow hackers to steal information and money, and/or commit banking and financial fraud. BAE Systems Cafyne Intralinks VigiTrust 28. Best Data Management Solution Managing data to get the most out of it for securities operations is an ongoing challenge for all financial services firms. Data that is optimized will yield multiple benefits for securities operations and beyond. This honor is for the provider that has demonstrated that it can help firms derive the most value from their clean data and pave the way for greater advancements to come. Alveo Arcesium Data Platform Solutions Axoni Data Platform Duco Eagle Data Management Eagle Investment Systems Electra Information Systems FactSet FIS® Digital Investment Analytics Gresham 29. Best Data Provider The winner in this category offers clients the most comprehensive global coverage in a timely manner and via a user-friendly, consolidated view. The top provider in this category has a complete offering that lowers operational risks for clients. ANNA Service Bureau BMLL BMLL BridgeFT WealthTech API BridgeFT WealthTech API CanDeal Data & Analytics DTCC Data Service FactSet FactSet Global Data Services | Confluence 30. Best Derivatives Operations Solution Derivatives operations have gotten complicated and this award cites the provider that has stood above its competitors in achieving excellence via superior services and solutions that greatly improve operations for processing listed and/or over-the-counter (OTC) derivatives. BNY Mellon – Derivatives360 Broadridge Financial Solutions DTCC – Deriv/SERV Misys – FusionInvest OpenLink OpenLink OpenLink Financial REGIS-TR Risk Focus Sapient 31. Best Digital Transformation Solutions Provider Many firms are revving up their digital transformations for securities operations. Firms are exploring for their digital journeys artificial intelligence (A.I.) solutions, machine learning (ML) technologies, and disruptive influences such as blockchain/distributed ledger technologies (DLT) used for cryptocurrency-based transactions. The common factor is that these systems are beginning to challenge incumbent middle- and back-office systems. This award focuses attention on the breakthrough systems are advancing securities operations the most. Broadridge Broadridge Business Process Outsourcing CompatibL DeepSee.ai Indus Valley Partners (IVP) Prometheum Publicis Sapient R3 – Corda Siepe Smarsh 32. Best Digital Workplace Collaboration System Secure messaging and videoconferencing systems are playing new and important roles at financial services firms. These roles were enhanced by the pandemic-induced lockdown and market volatility challenges of 2020. The award in this category would spotlight the third-party provider or the internally developed system that offered the most secure, cost-effective capabilities to facilitate important trade support functions overseen by securities operations. The winning system would also offer new channels between sell-side and buy-side firms, and between securities firms and their clients. Skience SmartFox Prime SS&C Salentica 33. Best Disruptive Solution Disruptive technologies are new realities for financial services firms participating in securities markets. Distributed ledgers, A.I.-based solutions such as machine learning and natural language advances, big data projects, open-source efforts, application programming interface (API) links, and quantum computing are solving old problems in a new more complete way and becoming part of the post-trade IT landscape. This award highlights the solution that helps firms leap forward in their technology journeys rather than make incremental changes that maintain the status quo. Blockchain Based DLT Platform for Security and Covenant Monitoring for Corporate Bond/Debt Issuance Broadridge Distributed Ledger Repo (DLR) Broadridge’s Distributed Ledger Repo (DLR) Distributed Ledger Technology (DLT) Blockchain based Asset and Covenant Monitoring Platform for Issuers and Debenture Trustees for Corporate Bond Issuance DwellFi Fund Data Platform FundGuard FundGuard Investment Accounting Platform Historical Audits and Proactive Planning features of Wealthcare’s patented GDX360® platform Skience Advisor Transitions The Traceable AI Security Platform 34. Best DLT Initiative of the Year Distributed ledger technology (DLT) efforts are promising to revolutionize much of the major aspects of middle- and back-office operations. To that end, financial services firms, providers and other organizations have been investigating the future impacts of DLT-based systems. This award is meant to focus attention on the initiative that will most advance securities operations. Bloq Broadridge Financial Solutions DTCC Symbiont Synechron 35. Best Enterprise Data Management Solution The judges will reward the provider that has successfully applied effective data management capabilities that ease middle- and back-office operations, including innovations that that facilitate straight through processing (STP). Asset Control Broadridge Eagle Investment Systems Eagle Investment Systems Fenergo Interactive Data MIK Fund Solutions SmartStream SmartStream Reference Data Utility (RDU) SunGard 36. Best Enterprise-Wide Derivatives Processing Solution Over-the-counter (OTC) and listed derivatives processing have endured major reforms over the past decade. Most recently, firms have had to adjust to the onset of uncleared margin rules (UMR) for non-centrally cleared derivatives. This award will focus attention on the provider that has stayed ahead of the curve for the many facets of derivative operations and kept its customers ahead of the competition. The winner in this category should be able to demonstrate how it helps streamline transaction creation and execution, optimize documentation support, eliminate error-prone manual steps, and help firms make the most of a new landscape. Adroit Trading Technologies FIS Kx Numerix 37. Best ESG Data Provider Investing based upon ESG principles is creating opportunities for many financial services firms. Inherent in these opportunities is the critical need for reliable ESG data in order to meet complex client demands. The unconventional nature of ESG data is challenging incumbent providers and opening the door for newcomers and partnerships. This category will honor the provider that can best meet multiple ESG data demands efficiently, consistently, and completely. Alveo Prime Cloud Amenity Analytics (ESG) FactSet SIX ESG RegRisk Management 38. Best Financial Crime Prevention & Recovery System Internal and external financial crimes against financial institutions are on the rise and firms are fighting this battle on many fronts. Providers have been advancing solutions to combat internal and external acts of fraud, insider trading, money laundering, terrorist financing, and multiple forms of corruption. This award will shine the light upon software, services, systems, and advances in surveillance that help firms protect themselves from danger and reputational damage. Alessa by Tier1 Financial Solutions Fenergo LexisNexis Risk Solutions Nasdaq Anti-Financial Crime Solutions NICE Actimize Financial Crime Solutions Tookitaki 39. Best Financial Crime Prevention Technology Internal and external financial crimes against financial institutions are on the rise and firms are fighting this battle on many fronts. Providers have been advancing solutions to combat internal and external acts of fraud, insider trading, cyber-attacks, money laundering, terrorist financing, and multiple forms of corruption. This award will shine the light upon software, services, systems, and advances in surveillance that help firms protect themselves from danger and reputational damage. Align – Align Cybersecurity Chainalysis encompass corporation Fiserv Fiserv Fonetic IBM KOGER – KURE Nasdaq – SMARTS NICE Actimize 40. Best Financial Crime Surveillance Technology Internal and external financial crimes against financial institutions are on the rise and firms are fighting this battle on many fronts. Providers have been advancing solutions to combat internal and external acts of fraud, insider trading, money laundering, terrorist financing, and multiple forms of corruption. This award will shine the light upon software, services, systems, and advances in surveillance that help firms protect themselves from danger and reputational damage. Buguroo | bugFraud Deloitte | Surveillance Grid NICE ACTIMIZE | SURVEIL-X Holistic Trade Surveillance Platform Relativity Trace VoxSmart | Communications Surveillance Platform 41. Best Generative A.I. Solution Generative artificial intelligence (gen A.I.) has made a big splash in the securities industry and many firms and providers are exploring how to apply this game-changing technology to data, analytics, accounting, databases, cloud services, modeling, and operations for wealth and asset management, investment banking, and securities transactions. Industry participants are also applying gen A.I. to unstructured data, client engagements, corporate actions, and manual tasks and systems. The winner in this category must demonstrate how its gen A.I. solution greatly improved a key operation for financial institutions or led to a breakthrough. Alkymi BlueFlame AI BondGPT by LTX, A Broadridge Company DwellFi Fund Data Platform NICE Actimize X-Sight & Xceed Generative AI 42. Best Innovation in a Clearing and Settlement Solution The voters will be rewarding the solution provider that has achieved a new level of excellence via innovation for transaction clearing and settlement operations, including assistance with the move to shorter, T+1 settlement. The competition is open to established consultancies and providers, and newcomers. The winning provider must facilitate groundbreaking solutions for incumbent and cutting-edge financial instruments, especially via disruptive and emerging technologies, workflows, and collaborative efforts. Adenza’s Calypso Clearing and Settlement Solution Adenza’s Calypso solution BNY Mellon | Pershing Elevate, Multi Asset Trade Processing System FIS Post Trade Processing Platform (formerly Torstone) FX Smart Clearing by Quantile & LCH ForexClear GBST – Syn~ IPC – Connexus Cloud LatentBridge’s Setts LCH Settlement Monitor 43. Best Investment Book of Record (IBOR) Solution Investment Book of Record (IBOR) solutions have helped increase operational efficiency across the front, middle and back office. This award recognizes the lead IBOR provider. Eagle Investment Systems Eagle Investment Systems Misys Misys Misys – FusionInvest Multifonds Multifonds – Multifonds Global Accounting (MFGA) Siepe Siepe SimCorp 44. Best Margining Solution This new award will shine the spotlight on the solution that has helped industry participants, including investors and brokerages, vastly improve the margining process that is essential to meeting the new rules for uncleared derivatives transactions. The winning solution will also help firms to effectively navigate the capital, margin and segregation regulations that govern this very active area of the securities industry. This award category is open to providers, consultancies, industry organizations, and internal IT groups. Cassini Systems DTCC’s Margin Transit Utility (MTU) Numerix SmartStream Technologies 45. Best Middle-Office Solution The middle office plays an important role in optimizing operations across the enterprise. The winner in this category will be chosen from among the ranks of middle-office operations providers that offer IT resource management services, risk management, risk data analytics, client and security master database support, and services for the coding, configuration, and verification of trades. Aquata™ Archer Archer BNY Mellon’s Albridge Broadridge Financial Solutions Broadridge Middle Office Technology Brown Advisory – Atlas Calypso CompatibL Risk Cloud CompatibL Risk Platform 46. Best Middle-to-Back-Office Integration Solution The middle and back-offices are no longer autonomous groups existing independently of each other. They are linked by multiple operations serving multiple assets. This award will spotlight the Ops offering that helps firm facilitate more efficient integration between middle- and back-office applications, particularly IT innovations that eliminate manual systems, legacy solutions and pave the way for operational efficiency. Arcesium – UBORTM (Universal Book of Record) Arcesium Data Platform Solution and UBOR Arcesium Data Platform Solutions Archer Archer BNY Mellon | Pershing Broadridge Broadridge Financial Solutions Broadridge Trade Lifecycle Simplification Cassini 47. Best New Post-Trade Solution This distinction focuses attention on the solution from a startup or an established provider that launched an exceptional offering during the past year. The new product should bring new efficiencies and new benefits to middle- or back-office systems. The new offerings to be considered should help the buy side meet crucial operational efficiency demands. New offerings for consideration can come from established providers or newcomers to the industry. AccessFintech Adenza’s Calypso solution AxiomSL Baton Systems Broadridge Financial Solutions Calypso – MX module CBXmarket – Oasis DTCC Exception Manager DTCC | DTCC Report Hub® Elysium 48. Best New Post-Trade Solution for the Buy Side This distinction focuses attention on the buy-side solution launched during the past year that brings innovation to middle- or back-office functions. The systems to be considered should help the buy side meet crucial operational efficiency demands. New offerings for consideration can come from established providers or newcomers to the industry. Alpha Omega Financial Systems – FIXAffirm Confluence – Unity Publishing Ffastfill – OCR Toolkit Fidessa AMS Messer Financial Software – Data Cube SmartStream – Centre of Excellence (CoE) SunGard XSPosure trueEx – truePTS trueEx Post-Trade Services (PTS) 49. Best Operational Risk Management Solution Operational risk permeates everything that a financial services firm does, including securities trading and all the steps needed to complete a transaction. This award will go to the provider that has shown the most creativity in mitigating operational risk whether it is related to onboarding and KYC challenges, reputational concerns, margining and collateral management woes, data mismanagement, disaster recovery/business continuity, corporate governance, and other issues that may hamper operations. Acadia – Initial Margin (IM) Exposure Manager AcadiaSoft Hub Backstop Broadridge Broadridge Financial Solutions CLM Pro by S&P Global Market Intelligence Drawbridge DTCC-Euroclear GlobalCollateral / Margin Transit Utility (MTU) FIS FSMLabs – TimeKeeper 50. Best Ops Data Management Solution Managing data to get the most out of it for securities operations is an ongoing challenge for all financial services firms. Data that is optimized will yield multiple benefits for current efforts and beyond. This honor is for the provider that has demonstrated that it can help firms derive the most value from their clean data, and pave the way for greater advancements to come. Advent Software – Advent Direct Data Services Alveo Asset Control Bloomberg BNY Mellon Data and Analytics Solutions Eagle Investment Systems – Eagle ACCESS℠ Gresham Computing Matrix IDM MD Solutions NeoXam 51. Best OTC Derivatives Margining Solution Over-the-counter (OTC) and listed derivatives processing have endured major reforms and regulatory changes over the past decade. This award will focus attention on the provider that has stayed ahead of the curve for the many facets of derivative operations and kept its customers ahead of the competition. The winner in this category should be able to demonstrate how it helps streamline transaction creation and execution, optimize documentation support, eliminate error-prone manual steps, and meet the ongoing challenges of the uncleared margin rules (UMR) for non-centrally cleared derivatives. Acadia Margin Manager AcadiaSoft | Margin Manager Adenza’s Calypso OTC Derivatives Margining Solution Adenza’s Calypso solution Calypso Cassini Systems Cassini Systems Cassini Systems’ Margin Analytics Platform Hazeltree Fund Services Inc. ISDA: ISDA SIMM/ISDA Create 52. Best OTC Derivatives Solution Over-the-counter (OTC) derivatives processing has gone through a revolution over the past decade. This award will focus attention on the provider that has stayed ahead of the curve for OTC derivative operations and kept its customers ahead of the competition. The winner in this category should be able to demonstrate how it helps streamline transaction creation and execution, optimize documentation support, eliminate error-prone manual steps, and overall help end-users benefit from global OTC reforms. NRI – GX Derivatives Numerix Orchestrade Xenomorph EDM+ 53. Best Outsourcing Provider Outsourcing plays a key role for many facets of securities operations. This category honors the provider that offers valuable, reliable, cost-effective and efficient outsourced services to the buy side. The winner in this category will be honored for offering the highest levels of reliability, security and adaptability, and for demonstrating capabilities for rapid implementations and flexible consumer models. Abacus Group Abacus Group Archer Archer Archer BNY Mellon Broadridge Broadridge Business Process Outsourcing Broadridge Business Process Outsourcing Broadridge Buy-Side Business Process Outsourcing (BPO) 54. Best Performance Measurement and Attribution System This category spotlights the performance measurement solution provider that offers systems for exemplary calculation of returns for portfolios (benchmarks and composites); calculation of attribution effects for equity and fixed-income portfolios; and calculation of ex-post risk, absolute and relative. BI-SAM BI-SAM – B-ONE BISAM Confluence Confluence DTCC Eagle Investment Systems Eagle Investment Systems Eagle Investment Systems – Eagle Performance Scivantage – Sqope 55. Best Performance Measurement System This category spotlights the performance measurement solution provider that offers systems for exemplary calculation of returns for portfolios (benchmarks and composites); calculation of attribution effects for equity and fixed-income portfolios; and calculation of ex-post risk, absolute and relative. This award also acknowledges the efforts that industry participants are making to advance performance measurement via the embrace of ESG concerns among investors and emerging disruptive technologies. BNY Mellon Data and Analytics Solutions BNY Mellon Eagle Performance Measurement Brown Advisory Clearwater Analytics Confluence Confluence Confluence Confluence | Revolution Eagle Investment Systems Eagle Investment Systems 56. Best Pricing or Valuation Solution Firms are under pressure to implement a wide range of new regulatory requirements. Suppliers need to provide more support for transparency, optimal valuation controls, enhanced risk and better infrastructure options. This award will recognize the service supplier that offers: the broadest product coverage; partners that contribute pricing; excellent methodology; and specific features for the buy side. Asset Control FINCAD Fincad – F3 Interactive Data Interactive Data – Continuous Evaluation Pricing Service Misys Misys Misys – FusionInvest Numerix Numerix 57. Best Product Innovation by an Established Provider This category is open to established providers that have released a brand-new offering, or achieved a breakthrough, major overhaul, or completed significant advances for an existing offering that provides an unprecedented advantage to clients. The new functions can include greater integration via new application programming interfaces (APIs) and new features that facilitate greater system performance and other new benefits for securities operations. BondWave’s Effi® First Rate’s Enhanced Core Reporting Platform FX Smart Clearing by Quantile & LCH ForexClear Nasdaq Calypso + AxiomSL® End-to-End Solution SmartStream – TLM Reconciliations Premium Tolerisk 58. Best Professional Services Provider This award honors the provider that offered cost-effective, customized support for their clients in 2023. Nominees in this category should have supplied exemplary business management plans that facilitated seamless, efficient transitions to both remote and/or onsite professional services support. The category is open to IT systems, services, and software providers, and to third-party companies that specialize in offering professional services. Adenza’s Customer Delivery Calypso Citisoft Citisoft Delivery Services (Systems Implementation and Integration) CompatibL Docupace F2 Strategy -Outsourced Chief Technology Officer (OCTO) FXSpotStream Grandview Analytics Technology Consulting Services ION Treasury’s IBOR Transition Assessment Service (ITAS) 59. Best Reconciliation Solution Reconciliation for securities operations has been the focus of a lot of energy over the past five years. The result is a wider range of opportunities available for firms looking for effective solutions. This category is an opportunity for the industry to reward the solution provider offering an innovative approach that yields great results and support, and helps firms reallocate resources to their advantage. Arcesium – Reconciliation Arcesium’s Reconciliation Suite AutoRek BNY Mellon’s Pershing Broadridge Broadridge – Data Control Intelligent Automation Broadridge Reconciliation Broadridge | Data Control Reconciliations Broadridge’s Data Control Reconciliations Clearwater Analytics 60. Best RegTech Solution Once firms have optimized their internal compliance ecosystems, they often need the support of regulatory technology providers. The RegTech providers considered for this category have demonstrated that they can help firms efficiently meet the external reporting and other demands of regulators, anti-money laundering requirements, and the latest domestic and international economic sanctions of governmental authorities. Suppliers that help participants with compliance in the listed, over-the-counter (OTC), and non-cleared derivatives markets are also eligible for this honor. Adenza’s AxiomSL Solution AxiomSL Broadridge Broadridge Financial Solutions ComplySci Confluence Corvil Corvil Droit Adept Platform Fenergo 61. Best Regulatory Compliance Solution This award is for the supplier that delivers distinguished offerings to help clients meet their regulatory responsibilities for equities, fixed income, derivative instruments and more. The award targets the offering that does the best job of meeting the demands of regulators, anti-money laundering laws, and the latest domestic and international economic sanctions of governmental authorities. AxiomSL BAE Systems Data Boiler Eze Software Group Eze Software Group Gresham Computing NICE Actimize Sapient Global Markets – CMRS Smarsh Social Safeguard 62. Best Regulatory Reporting Solution Keeping up with regulatory reporting requirements is an ongoing burden for financial services firms that is only going to become more challenging. Automating processes across an enterprise is daunting for firms, and the industry is exploring a variety of models to support regulatory technology (RegTech). The surge in ESG-based investing has also created a new area of concern for firms that need to prove to investors they are not engaged in greenwashing. This award honors the solutions provider that has made a commitment to advancing data integrity and data governance, ending repetitive processes, and streamlining reporting across the enterprise and to regulators. Adenza’s AxiomSL Solution Adenza’s ESG Solution on the AxiomSL ControllerView® Platform Confluence Confluence Confluence | Unity NXT® Regulatory Reporting Droit DTCC DTCC Report Hub DTCC’s Global Trade Repository service (GTR) Gresham Technologies 63. Best Security Solution Firms are facing security threats on many fronts, including external and internal vulnerabilities. The ever-widening scope of security threats are causing firms to embrace strategies and offerings that go beyond standard operating procedures. For achievement in this category, the winner must demonstrate excellence in alerting and protecting firms against money laundering schemes, fraud, remote network hacks, malware, ransomware, data hacks, and security challenges via mobile devices, digital assets, and crypto-based financial products. Align Managed Services Drawbridge All-In-One Cybersecurity Platform Eclypses MTE® Technology 64. Best Sell-Side Collateral Management Solution The collateral management complex involves many participants including sell-side firms that must work closely in conjunction with counterparties. This award recognizes the accomplishments of a provider, consultancy, industry organization, or internal IT group that has made great strides in helping sell-side operations maximize their collateral management operations via advances to the workflow, IT systems, and counterparty interactions. AcadiaSoft & CloudMargin – CollateralManager Adenza’s Calypso Sell-Side Collateral Management Solution Adenza’s Calypso solution Baton Systems Broadridge Collateral Management Broadridge Financial Solutions Calypso Collateral Management CloudMargin CloudMargin COLLINE by VERMEG 65. Best Social Media and Compliance Solution This award will focus attention on a solution’s ability to monitor multiple streams of social media activity and aid clients in flagging and averting potentially harmful or illegal information posted to social media sites. Hearsay Social Nexgate NICE Actimize Smarsh Synthesio 66. Best Solution for T+1 Transition North American firms have been using a variety of third-party solutions and/or services as they transition their securities operations to shorter, trading day plus one (T+1) settlement cycles. This award will bring the focus to the third-party provider that securities firms have found to be the best at helping them on the road to T+1. The winning solution will have helped firms manage the key challenges inherent in the shift to T+1 and the after-effects of such a move. BNY Mellon T+1 Solutions Broadridge’s NYFIX Matching S&P Taskize Xceptor Confirmations & Allocations 67. Best Surveillance & Recovery System Financial crimes against financial institutions are on the rise and firms are in battle array on many fronts. To help firms fight back, providers have been advancing surveillance solutions to uncover evidence of internal and external acts of fraud, insider trading, sanctions violations, terrorist financing, and complex forms of financial corruption. This award will spotlight software, services, systems, and advances in surveillance and recovery that help firms protect themselves from danger and reputational damage. Nasdaq Surveillance Solutions Nasdaq Surveillance Solutions NICE Actimize SURVEIL-X Holistic Conduct Surveillance Solution NICE Actimize SURVEIL-X Holistic Conduct Surveillance SIX SICAM 2.0 Symphony Federated Messaging VoxSmart Communication Surveillance (VCS) & VoxSmart Trade Reconstruction (VTR) 68. Best Systems Integrator Amid the COVID-19 Crisis The onset of the global pandemic caused Ops teams to quickly transform themselves so that they could work remotely and have greater mobility in response to lockdown challenges. Many firms turned to third-party systems integrators and consultancies to set up and maintain what became lifelines for operations. Some of the top areas of concern were support for remote trading and operations, business continuity, secure conferencing systems, reliable virtual private networks (VPNs), and efficient cloud computing. CIA Omnigage Financial Risk Solutions (FRS) Risclarity Siepe 69. Best T+1 Strategic Partner The move to shorter, trading day plus one (T+1) settlement has many moving parts and will cause an overhaul of securities operations as we know them. One of the key elements of a successful transition to T+1 settlement will likely include the guidance of a consultancy, advisory, or professional services firm. This award will spotlight the exceptional service offering that helped securities firms cross the line to T+1 settlement. Deloitte & Touche LLP |Professional Services SmartStream – TLM Reconciliations Premium TCS BaNCS 70. FinTech Person of the Year This award will recognize a behind-the-scenes individual who has been highly effective in advancing a major financial technology issue impacting the industry. The person to be honored has devoted much time and effort toward proliferating a new standard, a key technology initiative, a regulatory-related project or a technology breakthrough that benefits the industry. The winner in this category must show that he or she can work across the aisle with business executives and staff. Alexander Sokol, Founder, Executive Chairman, and Head of Quant Research, CompatibL Arjun Jayaram, CEO and Founder, Baton Systems Bill Stone, CEO, SS&C Blair Williams, Managing Director, Risk & Technology Services, SS&C Technologies Bob J. Colonna, CEO, Innovative Systems, Inc. Chris Walsh, chief operating officer, AcadiaSoft Corinne Neale, Global Head of Business Applications, BNY Mellon Data and Analytics Solutions Dave Tolman, co-chair of the Global Post-Trade Working Group of the FIX Trading Community Dr. Elliot Banks, Chief Product Officer at BMLL Dr. Elliot Banks, Chief Product Officer, BMLL 71. Ops Businessperson of the Year This award honors an executive-level individual who has advanced the cause of financial technology innovation from the business side of the aisle. The winner of this award can be from a solutions provider, an end-user firm, or related consultancy committed to improving securities operations for financial services firms. The winner must demonstrate that he or she has effectively worked with IT managers and operations staff. Alex Serman, CIPM, Managing Director of Wealth & Institutional, First Rate Ambika D’Souza, PMP, CIPM, Vice President, Performance & Analysis, T. Rowe Price Amy Caruso, Head of Collateral Initatives, ISDA Blythe Masters, CEO, Digital Asset Holdings Bob Santella, CEO, IPC Bob Santella, CEO, IPC Systems Bob Santella, Chief Executive Officer at IPC Systems Brad Hunt, CEO, Rimes Caroline Catt, Manager, Class Actions Operations, Goal Group Charlie Marchesani, president, global technology and operations (GTO), Broadridge Financial Solutions 72. Service Provider of the Year The Service Provider of the Year will be celebrated for advancing the delivery of service, extraordinary client support, new synergies with key market participants and extraordinary leadership in the industry. The winner in this category must be able to show that it boosted the fortunes of its clients. Abacus Group AcadiaSoft Adenza’s Cloud Services Adhesion Wealth Align Managed Services Arcesium Arcesium Data Platform Solutions Backstop Broadridge Broadridge 73. Software Solution of the Year This award will recognize the software application or software system that over the past year has broken new ground in a major area of securities operations. This category is open to technology providers, industry organizations and financial services firms that are fully engaged in the advancement of operations software. The winning solution must have clear business benefits. Acadia Adenza Adenza’s Calypso and AxiomSL ControllerView Platform Capabilities AI Testing, Exactpro BNY Mellon’s Albridge – Albridge Wealth Reporting Calypso CanDeal Markets CompatibL CompatibL Risk Platform Exactpro 74. The Editor's Choice Award During 2018, there were many efforts by industry participants to be more socially responsible. These initiatives included moves to satisfy clients’ ESG requirements, diversity outreaches, charitable causes, disaster relief task forces, and innovative ways to finance causes that benefit humanity. In an effort to acknowledge these positive movements, the Editor’s Choice Award for 2019 will focus upon an organization’s push to spur positive changes for all. The FTF News chief content officer, FTF staff, and eligible FTF awards participants can nominate a provider, industry group, end-user financial services firm, user group or individual that has embarked upon a successful endeavor to help humanity. The editor and FTF staff will pick the top nominees and then the ultimate winner. The group or person to be honored in this category can be from any Ops areas. Alex Shafran, CFA, SVP, Performance Analytics & Client Reporting at Cohen & Steers Erica Borghi, Immediate Past Chair of ISITC Maria Gotsch, President & CEO, Partnership Fund for NYC 75. The Editor’s Choice Award for 2021 The Editor’s Choice Award for 2021 will focus upon an individual or an organization that spurred positive changes via a socially responsible initiative. The chief content officer for FTF, the FTF staff, and eligible FTF awards participants can nominate a provider, industry group, end-user financial services firm, user group, or industry participant that has successfully raised awareness about a humanitarian concern. The FTF staff will review the nominees and select the recipient of this honor. The group or individual to be honored can be from any post-trade operations areas. Payal Raina, Founder, Fintech B2B Marketing Community 76. The Editor’s Choice Award for 2022 J. Christopher Giancarlo, Co-Founder, The Digital Dollar Foundation 77. The Editor’s Choice Award for Operational Excellence The FTF News editor, a panel of judges and FTF News readers can nominate a provider, industry group, end-user financial services firm, user group or individual that has embarked upon a successful financial IT project or industry initiative that has advanced operational efficiency and governance. The editor and the judges will pick the top nominees and then the ultimate winner. The group or person to be honored in this category can be selected from a variety of Ops and governance areas, including whistleblowers, operational data providers, financial services firms that achieved an exemplary implementation of an Ops system, or a new provider that disrupts the industry in a positive way. Bill Stone, CEO, SS&C Technologies Cheryl Nash, President, Investment Services, Fiserv Karla McKenna, Director, Citi & Head of Standards, Global Legal Entity Identifier Foundation Thomas F. Price, Managing Director, Technology, Operations, and Business Continuity, SIFMA 78. The FTF News Philanthropic Award 2021 Jefferies Group for the Global Coronavirus Relief Charity Day in May 2020 79. The FTF News Philanthropic Award for 2022 This award celebrates an individual or an organization within the securities operations community that not only advanced innovative solutions but also demonstrated meaningful progress in promoting the welfare of others. The winner in this category has had a profound impact upon the greater good. Ashish Garg, NexGen Coding 80. The FTF News Philanthropic Award for 2023 This award celebrates an individual or an organization within the securities operations community that not only advanced innovative solutions but also demonstrated meaningful progress in promoting the welfare of others. The winner in this category has had a profound impact upon the greater good. South Street Securities Holdings, Inc’s Evertreen Partnership 81. The FTF News Philanthropic Award for 2024 This award celebrates an individual or an organization within the securities operations community that not only advanced innovative solutions but also demonstrated meaningful progress in promoting the welfare of others. The winner in this category has had a profound impact upon the greater good. Diane McLoughlin, Program Management Director, FundGuard Submit