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Automation can help uncover sanctions risk and ease the overlap between compliance and Ops, says Steve Marshall at FinScan in this FTF News Q&A.
(Too many compliance teams at financial services firms rely on spreadsheets and manual processes or internally developed systems to sift through securities data to find sanction risks. But these systems can miss the mark in monitoring and tracking exposures across entities, say officials at Innovative Systems, Inc., the maker of the FinScan offerings for anti-money...
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